Industries

Minimum of 7 years of experience in one of the following disciplines: Technology, operations, compliance, regulatory, and finance experience related to the capital markets product line.
Possesses a superior understanding of the capital markets specific product life-cycle.
Possess a superior understanding of the capital markets product global architecture and operational model.
Ability to partner with senior business stakeholders to formulate industry best practice architecture and operating models to enhance current infrastructure.
Document specific product support discipline policies and procedures as needed.
Provide capital markets specific product training.
Exceptional communicator with the ability to gain management consensus in both oral and written forums.

Minimum of 3 -5 years of experience in one of the following disciplines: Technology, operations, compliance, regulatory, and finance experience related to the capital markets product line.
Provide compliance coverage and advisory support for Fixed Income sales, trading, financing, and broker-dealer activities.
Provide credible challenges and oversight for trading activity, new products, risk decisions, and business growth initiatives.
Oversee compliance controls, surveillance, governance frameworks, understand RCSA (Risk and Control Self-Assessment) processes, issue management, and remediation practices.
Partner with Front Office, Risk, Legal, Operations, and Audit to identify emerging risks and drive practical compliance solutions.

Minimum of 3-5 years of IT Application/Infrastructure/Cybersecurity audit experience in the banking and/or technology industry.
Conduct audits to assess regulatory adherence, control design, operating effectiveness, and sustainability.
Draft audit issues and reports that clearly communicate findings, conclusions, and recommendations to management and auditees.
Challenge audit coverage, identify improvement opportunities, and support stronger risk-based audit practices.
Track audit, regulatory, and self-identified issues to validate remediation, closure, or required follow-up actions.
Collaborate with auditees, Compliance, Legal, Data Security, Risk, and other control partners to address risks and remediation efforts.
Support continuous monitoring, auditable entity updates, cross-team best practice sharing, and ongoing stakeholder engagement.

Serve as an FX Settlement SME supporting interbank and corporate foreign exchange trade confirmation, settlement, and payment processes.
Validate FX trades, match SWIFT MT300 confirmations, and resolve exceptions to support accurate, timely settlement.
Confirm corporate customer trades and payment instructions while maintaining strong control, accuracy, and client service standards.
Support CLS settlement, clearing activity, payment queue monitoring, and resolution of cash and credit customer payment exceptions.
Partner with traders, marketers, operations, and control teams to resolve breaks, manage escalations, and reduce settlement risk.
Identify process improvements, strengthen controls, and support compliance with FX settlement procedures, regulatory expectations, and operational risk standards.